Keith Underwood is a registered investment advisor at Morgan Stanley, based in Greenwich, CT, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
One Fawcett Place, 3rd Floor, Greenwich, CT, 06830
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
October 2024 - Present · 1 yr 7 mos
Morgan StanleyBroker
October 2024 - Present · 1 yr 7 mos
Previous Registrations
Edward Jones
May 2019 - October 2024 · 5 yrs 5 mos
Edward JonesBroker
April 2019 - October 2024 · 5 yrs 6 mos
Lehman Brothers INC.Broker
July 1996 - March 1998 · 1 yr 8 mos
State Registrations33 states
AZCACOCTDCDEFLHIIDILINMAMDMEMNMONCNHNJNVNYOHORPARISCSDTNTXVAVTVirgin IslandsWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.