Roy Nichol is a CFA-designated registered investment advisor at Nichol Capital Advisors, LLC, based in Houston, TX, with 24 years of industry experience. Roy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
IM Fee
Location
Houston, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Roy is a member of Cardinal Hill Farm, LLC, a family real estate investment. He spends minimal time paying the mortgage and managing home improvements.
Employment History
Current Registrations
Nichol Capital Advisors, LLC
Previous Registrations
Citi Private Advisory, LLCBroker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Greycourt & CO., INC.
J.P. Morgan Securities INC.Broker
State Registrations1 state
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