Keith Offel
Keith Offel is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Placentia, CA, with 31 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
101 S. Kraemer Blvd., Suite 204, Placentia, CA, 92870
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2012Customer Dispute
May 2004Other Business ActivitiesSells Insurance
Keith is an independent insurance agent for various companies since 2011, dedicating a few hours per week. He is also an advisory representative of a RIA and owner/president of Stonehaven Financial Group, spending a significant amount of time on these investment-related activities.
Employment History
Current Registrations
Cambridge Investment Research, INC.
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Newport Advisory, INC
Money Concepts Capital CORP
Money Concepts Capital CORPBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.