HL
HL

Harold Lawson

31 Years of Experience
Gastonia, NC
Broker

Harold Lawson is a registered investment advisor at LPL Financial LLC, based in Gastonia, NC, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

519 S. New Hope Road, Gastonia, NC, 28054

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Harold operates his LPL business through South State Investment Services. He also owns Lawson Enterprises of Spartanburg LLC, a real estate rental business, since 2003.

Employment History
Current Registrations
LPL Financial LLC
January 2018 - Present · 8 yrs 4 mos
LPL Financial LLCBroker
January 2018 - Present · 8 yrs 4 mos
LPL Financial LLC
January 2018 - Present · 8 yrs 4 mos
Previous Registrations
Suntrust Advisory Services, INC.
September 2016 - January 2018 · 1 yr 4 mos
Suntrust Investment Services, INC.
March 2011 - December 2016 · 5 yrs 9 mos
Suntrust Investment Services, INC.Broker
February 2011 - January 2018 · 6 yrs 11 mos
Wells Fargo Advisors, LLCBroker
August 2006 - February 2011 · 4 yrs 6 mos
Wells Fargo Advisors, LLC
August 2006 - February 2011 · 4 yrs 6 mos
Raymond James Financial Services
March 2005 - August 2006 · 1 yr 5 mos
Raymond James Financial Services, INC.Broker
June 2000 - August 2006 · 6 yrs 2 mos
First Allied Securities, INC.Broker
November 1998 - May 2000 · 1 yr 6 mos
First Allied Securities, INC.Broker
October 1998 - November 1998 · 1 mo
Invest Financial CorporationBroker
August 1997 - October 1998 · 1 yr 2 mos
Round Hill Securities, INC.Broker
July 1996 - August 1997 · 1 yr 1 mo
First Allied Securities, INC.Broker
January 1995 - July 1996 · 1 yr 6 mos
First Affiliated SecuritiesBroker
December 1994 - January 1995 · 1 mo
State Registrations10 states
FLGAILKYMDMINCNYSCTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.