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Gary Herskowitz

30 Years of Experience
Boca Raton, FL
Broker

Gary Herskowitz is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Boca Raton, FL, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

301 Yamato Road, Ste 3160, Boca Raton, FL, 33431

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2021 - Present · 4 yrs 9 mos
Raymond James Financial Services, INC.
July 2021 - Present · 4 yrs 10 mos
Raymond James Financial Services, INC.Broker
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Raymond James & Associates, INC.
November 1998 - July 2021 · 22 yrs 8 mos
Raymond James & Associates, INC.Broker
November 1998 - July 2021 · 22 yrs 8 mos
Pruco Securities CorporationBroker
July 1998 - July 1998 · 0 mos
H.D. Vest Investment Securities, INC.Broker
April 1995 - June 1998 · 3 yrs 2 mos
State Registrations10 states
AZFLILMANCNJRITXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.