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Sean Ries

31 Years of Experience
Tampa, FL
BrokerSells Insurance

Sean Ries is a registered investment advisor, based in Tampa, FL, with 31 years of industry experience.

Location

3030 North Rocky Point Drive West, Suite 700, Tampa, FL, 33607

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Sean is an agent for multiple insurance brokerage firms, selling fixed insurance, long-term care, term insurance, and health insurance. He is also a limited partner in Pennsylvania Pure Distilleries and a board member of Manor Home Owners Association.

Employment History
Current Registrations
Ifp Securities, LLC
May 2024 - Present · 2 yrs 2 mos
Ifp Securities, LLCBroker
May 2024 - Present · 2 yrs 2 mos
Independent Financial Partners
May 2024 - Present · 2 yrs 2 mos
Previous Registrations
Grove Point Advisors, LLC
April 2021 - May 2024 · 3 yrs 1 mo
Grove Point Investments, LLCBroker
March 2003 - May 2024 · 21 yrs 2 mos
H. Beck, INC.
March 2003 - April 2021 · 18 yrs 1 mo
Veravest Investment Advisors, INC.
May 2002 - March 2003 · 10 mos
Veravest Investments, INC.Broker
December 1994 - March 2003 · 8 yrs 3 mos
State Registrations8 states
FLMAMNNCNYPASCWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.