James Mcknight is a registered investment advisor, based in Milwaukee, WI, with 29 years of industry experience.
Location
411 East Wisconsin Avenue Suite 1850, Milwaukee, WI, 53202
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cibc World Markets CORP.
December 2025 - Present · 5 mos
Cibc World Markets CORP.Broker
December 2025 - Present · 5 mos
Cibc Private Wealth Advisors, INC.
October 2025 - Present · 7 mos
Previous Registrations
Annex Wealth Management, LLC
June 2023 - March 2025 · 1 yr 9 mos
Charles Schwab & CO., INC.
January 2018 - March 2023 · 5 yrs 2 mos
Charles Schwab & CO., INC.Broker
January 2018 - March 2023 · 5 yrs 2 mos
B. C. Ziegler and Company
September 2011 - November 2017 · 6 yrs 2 mos
B. C. Ziegler and CompanyBroker
May 2011 - November 2017 · 6 yrs 6 mos
Sunamerica Capital Services, INC.Broker
December 2005 - December 2010 · 5 yrs
Ohio National Equities, INC.Broker
November 2004 - October 2005 · 11 mos
Metlife Investors Distribution CompanyBroker
January 2002 - September 2004 · 2 yrs 8 mos
Transamerica Capital, INC.Broker
November 2000 - January 2002 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1999 - November 2000 · 1 yr 4 mos
First Union Securities, INC.Broker
July 1995 - April 2001 · 5 yrs 9 mos
Investors Brokerage Services, INC.Broker
January 1995 - February 1996 · 1 yr 1 mo
State Registrations2 states
ILWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.