Brian Broberg
Brian Broberg is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Shrewsbury, PA, with 31 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
249A South Main St., Shrewsbury, PA, 17361
Get directionsHistory
Regulatory History (4)
Customer Dispute
November 2006Customer Dispute
March 2006Customer Dispute
March 2006Customer Dispute
November 2005Other Business ActivitiesSells Insurance
Brian is the founder and owner of Broberg Investment Group, LLC, dedicating nearly full-time hours to it. He is also an independent insurance agent for various companies and an advisory rep of a RIA, while volunteering as a lecturer and church treasurer.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Cetera Advisor Networks LLCBroker
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Linsco/private Ledger CORP.Broker
Edward JonesBroker
Mimlic Sales CorporationBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.