Scott Fries is a CFA-designated registered investment advisor at First Trust Advisors LP, based in Wheaton, IL, with 31 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Socially Responsible Investing. Their firm serves 5,731 clients with $310B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees vary by strategy, ranging from 0.00% to 1.00% annually depending on the specific separately managed account strategy chosen.
Fee Estimator
Location
120 E. Liberty Drive, Suite 400, Wheaton, IL, 60187
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Scott owns rental property in multiple locations and receives rental income. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
First Trust Advisors LP
First Trust Portfolios L.P.Broker
Previous Registrations
Invesco Distributors, INC.Broker
Van Kampen Funds INC.Broker
Kemper Distributors, INC.Broker
Van Kampen American Capital Distributors, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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