Deepen Modi
Deepen Modi is a registered investment advisor at Independent Financial Group, LLC, based in Glenview, IL, with 31 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
2700 Patriot Blvd, Suite 250, Glenview, IL, 60026
Get directionsHistory
Regulatory History (5)
Customer Dispute
August 2011Customer Dispute
December 2010Employment Separation After Allegations
March 2005Customer Dispute
September 2002Employment Separation After Allegations
August 2001Other Business ActivitiesSells Insurance
Deepen is the 100% owner of DKRS of Northbrook, a corporation for office/business expenses. He is also an Illinois insurance agent offering various types of insurance products, spending minimal time on this activity.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
Fmsi Advisers
First Midwest Securities, INC.Broker
Securitrade CorporationBroker
Salomon Grey Financial CorporationBroker
Bear, Stearns & CO. INC.
Bear, Stearns & CO. INC.Broker
Prudential Securities IncorporatedBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.