Brian Wahlfeld
Brian Wahlfeld is a registered investment advisor at Stonex Advisors INC., based in Remsenburg, NY, with 29 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Insurance Planning, and 2 more. Their firm serves 9,843 clients with $5.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
StoneX Advisors' investment management fees are negotiated between you and your financial advisor, with a maximum of 2% of your portfolio's value annually (1.5% for annuity allocations). There's a minimum annual fee of $200, or $300 for Unified Managed Accounts. Fees are typically deducted from your account quarterly or monthly in advance, but can be arranged in arrears. If you end the agreement early, you'll receive a refund for any unearned fees.
Location
Remsenburg, NY
Get directionsHistory
Regulatory History (3)
Customer Dispute
July 2014Customer Dispute
June 2013Customer Dispute
May 2012Other Business Activities
Brian owns a rental home in NY as a vacation rental, but Lauren Wahlfeld handles the rental duties, requiring minimal time from Brian. He also owns Wahlfeld Wealth Management Group, a DBA for SA Stone Wealth Management, which requires minimal time.
Employment History
Current Registrations
Stonex Advisors INC.
Stonex Securities INC.Broker
Previous Registrations
Sterne Agee Asset Management, INC.
Emmett a Larkin Company, INC.Broker
Seaboard Securities, INC.Broker
First Montauk Securities CORP.Broker
J. B. Hanauer & CO.Broker
Taj Global Equities, INC.Broker
Brauer & Associates, INC.Broker
Sterling Foster & Company, INC.Broker
Vtr Capital, INC.Broker
Sterling Foster & Company, INC.Broker
Sterling Foster & Company, INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.