James Jefferson
James Jefferson is a CFA-designated registered investment advisor at Robert W. Baird & CO. Incorporated, based in Elizabethtown, KY, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.
Location
2413 Ring Rd, Ste 117, Elizabethtown, KY, 42701-5934
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is an LLC owner/member of Jefferson Family Holdings, LLC, and serves on committees for Christ Episcopal Church, Inter-modal Transportation Authority, and the Salvation Army of Bowling Green. These activities require minimal time commitment and only the church role is investment-related.
Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
Robert W. Baird & CO. Incorporated
Robert W. Baird & CO. Incorporated
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
J.J.B. Hilliard, W.L. Lyons, LLCBroker
Bb&t Asset Management, INC.
Bb&t Investment Services, INC.Broker
J.J.B. Hilliard, W.L. Lyons, INC.Broker
J.J.B. Hilliard, W.L. Lyons, INC.Broker
Morgan Keegan & Company, INC.Broker
J.C. Bradford & CO.Broker
State Registrations44 states
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