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CFP
RS
CFP

Richard Stocker

Patriot Asset Advisors, LLC
31 Years of Experience
Pataskala, OH
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Richard Stocker is a CFP-designated registered investment advisor at Patriot Asset Advisors, LLC, based in Pataskala, OH, with 31 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 269 clients with $61M in assets under management.

Patriot Asset Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
269 clients
Average Client Portfolio
$228K average
Assets Under Management
$61.3M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $2.0M1.00%
$2.0M - $5.0M0.85%
$5M+0.60%

Fees are negotiable at the firm's discretion. Alternative strategies like the Patriot Revere Opportunity Portfolio charge a flat 1.55%, and third-party programs like Pontera charge a flat 1.00%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7889 E Broad St Sw, Pataskala, OH, 43062

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2000
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Richard is the owner of Patriot Insurance Advisors, LLC, selling fixed life insurance, fixed annuities, health insurance, and P&C coverage, dedicating minimal time to this. He also serves as Treasurer for the Licking County Coalition, spending minimal time and not during trading hours.

Employment History
Current Registrations
Patriot Asset Advisors, LLC
June 2018 - Present · 8 yrs 4 mos
Previous Registrations
Cetera Investment Advisers LLC
October 2015 - May 2018 · 2 yrs 7 mos
Summit Brokerage Services, INC.Broker
September 2015 - May 2018 · 2 yrs 8 mos
J P Turner & Company Capital Management, LLC
August 2009 - November 2015 · 6 yrs 3 mos
J.P. Turner & Company, L.L.C.Broker
July 2009 - September 2015 · 6 yrs 2 mos
Wells Fargo Advisors, LLC
January 2008 - August 2009 · 1 yr 7 mos
Wells Fargo Advisors, LLCBroker
January 2008 - August 2009 · 1 yr 7 mos
A. G. Edwards & Sons, INC.
June 1999 - January 2008 · 8 yrs 7 mos
A. G. Edwards & Sons, INC.Broker
February 1995 - January 2008 · 12 yrs 11 mos
State Registrations1 state
OH
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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