Oliver Kearney
Oliver Kearney is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in La Jolla, CA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
7825 Fay Ave, La Jolla, CA, 92037
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Regulatory History (1)
Customer Dispute
October 2008Other Business Activities
Oliver is a co-owner of a rental property with family members since 2020. He spends minimal time on this activity.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors
E*trade Capital Management, LLC
E*trade Securities LLCBroker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
H&r Block Financial Advisors, INC.Broker
H&r Block Financial Advisors, INC.
Citicorp Investment ServicesBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Wm Financial Services, INC.Broker
Prudential Securities IncorporatedBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.