Stephen Bargeron
Stephen Bargeron is a CFP-designated registered investment advisor at Kovack Advisors, INC., based in Kennesaw, GA, with 29 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 14,305 clients with $5.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kovack Advisors charges an annual fee based on a percentage of the value of your investments. The maximum annual fee is 2.90%. Fees are negotiable and may be calculated as a flat percentage or on a tiered schedule. Fees are billed quarterly or monthly in advance. You are responsible for brokerage commissions and other transactional costs unless your advisor negotiates to cover ticket charges, which may result in a higher overall advisory fee.
Location
125 Town Park Drive, Suite 300, Kennesaw, GA, 30144
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Regulatory History (1)
Customer Dispute
April 2002Other Business ActivitiesSells Insurance
Stephen is involved in several business activities. He spends nearly full-time on Strategic Planning Service LLC, an investment-related business, and about 10-20% of his time on fixed insurance sales. He also manages property for MCF Operating LLC and owns a rental house, dedicating minimal time to each.
Employment History
Current Registrations
Kovack Advisors, INC.
Kovack Securities INC.Broker
Previous Registrations
Resource Horizons Investment Advisory, INC.
Resource Horizons Group, L.L.C.
Resource Horizons Group LLCBroker
Ogilvie Security Advisors CorporationBroker
Transamerica Financial Resources, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.