AC
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Anthony Clement

30 Years of Experience
Pittsfield, MA
1 DisclosureBroker

Anthony Clement is a registered investment advisor at LPL Financial LLC, based in Pittsfield, MA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

443 Dalton Ave., Pittsfield, MA, 01201

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
August 1977
Final Disposition
Other Business Activities

Anthony operates under the DBA ABC/Anthony B. Clement Financial since 2014. He also uses Castle Investment Advisors as a DBA for his LPL business since 2020, dedicating full-time hours to it.

Employment History
Current Registrations
LPL Financial LLC
April 2006 - Present · 20 yrs 1 mo
LPL Financial LLCBroker
October 2002 - Present · 23 yrs 7 mos
Previous Registrations
CUNA Brokerage Services, INC.
June 2002 - October 2002 · 4 mos
CUNA Brokerage Services, INC.Broker
May 1999 - October 2002 · 3 yrs 5 mos
American Express Financial Advisors INC.Broker
March 1995 - May 1999 · 4 yrs 2 mos
Ids Life Insurance CompanyBroker
March 1995 - May 1999 · 4 yrs 2 mos
State Registrations9 states
CTFLMAMDNYRITXVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Anthony Clement - Financial Advisor | TrueAdvisor