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Aaron Alex Ames

24 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
26657 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
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Location

5995 Fairfield Road, #2, Oxford, OH, 45056

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron is a notary, but spends no time on this activity. He also operates Ames Financial Advisors as a DBA for his LPL business, dedicating nearly full-time hours during trading.

Employment History
Current Registrations
LPL Financial LLC
November 2016 - Present · 9 yrs 3 mos
LPL Financial LLCBroker
September 2006 - Present · 19 yrs 5 mos
Previous Registrations
The Huntington Investment CompanyBroker
February 2002 - August 2006 · 4 yrs 6 mos
Ids Life Insurance CompanyBroker
May 2001 - December 2001 · 7 mos
American Express Financial Advisors INC.Broker
May 2001 - December 2001 · 7 mos
State Registrations22 states
ALAZCACOCTDCFLGAIAILINKSKYMIMONCNYOHSCTNVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.