FM
FM
Frank Mithun
31 Years of Experience
Delray Beach, FL
2 DisclosuresBroker
Frank Mithun is a registered investment advisor at Wells Fargo Advisors, based in Delray Beach, FL, with 31 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
7385 W Atlantic Ave, Delray Beach, FL, 33446
Get directionsHistory
Regulatory History (2)
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Customer Dispute
March 2014Denied
Customer Dispute
March 2009Denied
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
July 2023 - Present · 2 yrs 10 mos
Wells Fargo Advisors
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
Truist Advisory Services, INC.
July 2018 - August 2023 · 5 yrs 1 mo
Truist Investment Services, INC.Broker
June 2018 - August 2023 · 5 yrs 2 mos
Wells Fargo Clearing Services, LLC
March 2007 - July 2018 · 11 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
June 2004 - July 2018 · 14 yrs 1 mo
Wm Financial Services, INC.Broker
January 2002 - May 2004 · 2 yrs 4 mos
Quick & Reilly, INC.Broker
August 2001 - February 2002 · 6 mos
Somerset Financial Group, INC.Broker
February 2001 - September 2001 · 7 mos
Private Financial SecuritiesBroker
November 2000 - February 2001 · 3 mos
Dain Rauscher IncorporatedBroker
June 2000 - November 2000 · 5 mos
R.J. Steichen & CompanyBroker
June 1998 - July 2000 · 2 yrs 1 mo
Everen Securities, INC.Broker
May 1998 - June 1998 · 1 mo
Principal Financial Securities,inc.Broker
February 1995 - May 1998 · 3 yrs 3 mos
State Registrations11 states
CAFLGAILMAMINCNJNYUTVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.