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Ricky Moore

Arkadios Wealth Advisors
31 Years of Experience
Angleton, TX
5 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Ricky Moore is a registered investment advisor at Arkadios Wealth Advisors, based in Angleton, TX, with 31 years of industry experience. Ricky operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 12,091 clients with $3.9B in assets under management.

Arkadios Wealth Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
209 advisors
Number of Clients
12,091 clients
Average Client Portfolio
$319K average
Assets Under Management
$3.9B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$125
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K+1.50%

Existing clients may have different fee schedules based on agreements prior to March 2021. Clients at NFS will be charged a minimum fee of $10.42 monthly. Fees may be negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

121 E Myrtle St, Ste B, Angleton, TX, 77515

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 2015
Final
Customer Dispute
October 2013
Closed-No Action
Employment Separation After Allegations
September 2013
Customer Dispute
August 2012
Settled
Customer Dispute
April 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Ricky is the president of The Oak Financial Group, where he sells fixed and indexed insurance products, dedicating about 10-20% of his time. He also serves as a minister/pastor at Brazoria Church of Christ, spending about a quarter of his time, and owns Oak Financial Properties, LLC, a future office location for his financial group.

Employment History
Current Registrations
Arkadios CapitalBroker
October 2021 - Present · 4 yrs 9 mos
Arkadios Wealth Advisors
October 2021 - Present · 4 yrs 9 mos
Previous Registrations
Sagepoint Financial, INC.
April 2015 - October 2021 · 6 yrs 6 mos
Sagepoint Financial, INC.Broker
December 2013 - October 2021 · 7 yrs 10 mos
Securities America Advisors, INC.
October 2013 - December 2013 · 2 mos
Securities America, INC.Broker
October 2013 - December 2013 · 2 mos
Commonwealth Financial NetworkBroker
February 2009 - October 2013 · 4 yrs 8 mos
Commonwealth Financial Network
February 2009 - October 2013 · 4 yrs 8 mos
LPL Financial Corporation
June 2002 - February 2009 · 6 yrs 8 mos
LPL Financial CorporationBroker
May 2002 - February 2009 · 6 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
March 1995 - May 2002 · 7 yrs 2 mos
State Registrations14 states
CACTIAILINLAMDNCNMOKPASCTXWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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