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Thomas Foley

Hightower Advisors, LLC
31 Years of Experience
Omaha, NE
1 DisclosureBroker
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Thomas Foley is a registered investment advisor at Hightower Advisors, LLC, based in Omaha, NE, with 31 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 64,035 clients with $200B in assets under management.

Hightower Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1044 advisors
Number of Clients
64,035 clients
Average Client Portfolio
$3.1M average
Assets Under Management
$198.6B

Fee Structure

Planning is included in investment management (also available separately)

Hightower Advisors charges fees that vary depending on the specific advisor and service used, typically calculated as a percentage of your portfolio. Fees may be structured as a flat percentage or through tiered rates where the percentage changes based on the size of your investments. Fees are generally billed quarterly or monthly, either in advance or in arrears. Specific fee schedules, minimum account sizes, and minimum annual fees are determined by individual advisor practices.

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Location

13616 California St. Ste. 110, Omaha, NE, 68154

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History

Regulatory History (1)
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Criminal
May 1981
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Thomas is involved with Bultaco Enterprise LLC, a real estate venture, since 2015. He dedicates minimal time to this activity after business hours.

Employment History
Current Registrations
Hightower Advisors, LLC
August 2016 - Present · 10 yrs 2 mos
Hightower Securities, LLCBroker
August 2016 - Present · 10 yrs 2 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - August 2016 · 7 yrs 2 mos
Morgan Stanley
June 2009 - August 2016 · 7 yrs 2 mos
Citigroup Global Markets INC.
July 1997 - June 2009 · 11 yrs 11 mos
Citigroup Global Markets INC.Broker
February 1995 - June 2009 · 14 yrs 4 mos
State Registrations11 states
AZCACOFLIAILKSNENJORVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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