TrueAdvisor
TrueAdvisor
NL
CFP
NL
CFP

Nicholas Lardieri

Charles Schwab & CO., INC.
30 Years of Experience
Millburn, NJ
1 DisclosureBroker
View SEC Summary
View SEC Summary

Nicholas Lardieri is a CFP-designated registered investment advisor at Charles Schwab & CO., INC., based in Millburn, NJ, with 30 years of industry experience. Nicholas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.

Charles Schwab & CO., INC.
Compensation
Fixed/Hourly
Firm Size
8343 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M0.80%
$1.0M - $2.0M0.75%
$2.0M - $5.0M0.70%
$5.0M - $10.0M0.50%
$10.0M - $25.0M0.30%
$25M+0.30%

Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

350 Millburn Ave, Millburn, NJ, 07041

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
July 2021
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Charles Schwab & CO., INC.Broker
October 2024 - Present · 2 yrs
Charles Schwab & CO., INC.
October 2024 - Present · 2 yrs
Previous Registrations
Charles Schwab & CO., INC.
May 2015 - January 2024 · 8 yrs 8 mos
Charles Schwab & CO., INC.Broker
May 2015 - January 2024 · 8 yrs 8 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
July 2006 - April 2015 · 8 yrs 9 mos
Tiaa-Cref Advice and Planning Services
July 2006 - April 2015 · 8 yrs 9 mos
MML Investors Services, INC.
November 2004 - July 2006 · 1 yr 8 mos
MML Investors Services, INC.Broker
September 2001 - July 2006 · 4 yrs 10 mos
Pruco Securities CorporationBroker
January 1995 - August 2001 · 6 yrs 7 mos
State Registrations7 states
CAFLMDNJNYVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Millburn, NJ →All financial advisors in New Jersey →