Shane Cloninger is a registered investment advisor at LPL Financial LLC, based in Bellevue, WA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1417 116th Ave NE #202, Bellevue, WA, 98004
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Shane operates his LPL business through SC Financial Group, LLC, dedicating about half of his time to this endeavor. He also has a payroll entity, Benalex Benefit Consultants, LLC, which requires minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Signator Investors, INC.Broker
American Skandia Marketing, INC.Broker
RBC Centura Securities, INC.Broker
Mfs/sun Life Financial Distributors, INC.Broker
Kms Financial Services, INC.Broker
Evergreen Investment Services, INC.Broker
Sunamerica Capital Services, INC.Broker
Fortis Investors, INC.Broker
American Skandia Marketing, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.