Philip Califano is a registered investment advisor at LPL Financial LLC, based in San Pedro, CA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
755 West 9th Street, San Pedro, CA, 90731
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Philip is a business owner at Mid-Cal Realty Services, INC and also operates Califano Financial Group as a DBA for his LPL business, dedicating minimal time to the former and full-time hours to the latter. He also works as a CPA doing tax preparation and accounting, and manages real estate rentals, spending nearly full-time hours on the CPA work and minimal time on the rentals.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Osaic Wealth, INC.Broker
Califano Financial Group
Califano Financial Group
Sagepoint Financial, INC.
Califano Financial Group
Sagepoint Financial, INC.Broker
Sunamerica Securities, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.