Robert Leach is a registered investment advisor at LPL Financial LLC, based in San Jose, CA, with 30 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
1100 Lincoln Ave, Suite 236, San Jose, CA, 95125
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2006Other Business Activities
Robert is doing business as Stratos Wealth Partners, an entity for his LPL business, and also as Stratos Wealth Partners, Ltd., a Registered Investment Advisor. Both activities are investment-related and take up Robert's full-time work hours.
Employment History
Current Registrations
LPL Financial LLCBroker
Stratos Wealth Partners, LTD
Previous Registrations
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Wells Fargo Securities INC.Broker
Waterhouse Securities, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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