Nathan Moser is a CFP-designated registered investment advisor at LPL Financial LLC, based in Downey, ID, with 21 years of industry experience. Nathan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Downey, ID
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2012Employment Separation After Allegations
May 2010Other Business Activities
Nathan owns multiple rental real estate properties and a small dairy cattle operation, dedicating minimal time to each rental property and about half his time to the dairy operation. He also operates Moser Investment Management as a DBA for his LPL business, requiring a full-time commitment, and co-creates a podcast, spending about 10-20% of his time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.