Lisa Garza is a registered investment advisor, based in Buda, TX, with 19 years of industry experience.
Location
Buda, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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Lisa is a sales supervisor at Concorde Holdings, Inc. and Concorde Asset Management, both investment-related companies. She dedicates full-time hours during trading hours to these roles.
Employment History
Current Registrations
Concorde Investment Services, LLC
April 2024 - Present · 2 yrs 1 mo
Concorde Investment Services, LLCBroker
April 2024 - Present · 2 yrs 1 mo
Concorde Asset Management, LLC
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Kestra Advisory Services, LLC
April 2016 - February 2024 · 7 yrs 10 mos
Kestra Investment Services, LLCBroker
July 2010 - February 2024 · 13 yrs 7 mos
NFP Advisor Services, LLC
July 2010 - September 2016 · 6 yrs 2 mos
Morgan Stanley Smith Barney LLC
June 2009 - June 2010 · 1 yr
Morgan Stanley Smith BarneyBroker
June 2009 - June 2010 · 1 yr
Citigroup Global Markets INC.
February 2008 - June 2009 · 1 yr 4 mos
Citigroup Global Markets INC.Broker
October 2007 - June 2009 · 1 yr 8 mos
Ameriprise Financial Services, INC.Broker
October 2006 - September 2007 · 11 mos
State Registrations3 states
MAMITX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.