Leslie Rosenblatt
Leslie Rosenblatt is a registered investment advisor at LPL Financial LLC, based in Frisco, TX, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2600 Dallas Pkwy Ste 520, Ste 520, Frisco, TX, 75034
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Regulatory History (1)
Customer Dispute
January 2017Other Business ActivitiesSells Insurance
Leslie is involved with three business activities. She spends minimal time on Tennyson Management Company, a business entity for tax/investment purposes, a few hours per week on Tennyson Capital Partners, which involves non-variable insurance, and nearly full-time on Tennyson Advisory Group, a DBA for LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Scf Securities, INC.Broker
Scf Investment Advisors, INC.
Tfr Advisors LLP
Wfg Investments, INC.Broker
MML Investors Services, LLC
MML Investors Services, LLCBroker
AXA Advisors, LLCBroker
AXA Advisors, LLC
Aig Retirement Advisors, INC.
Aig Retirement Advisors, INC.Broker
The Variable Annuity Marketing CompanyBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.