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Leslie Rosenblatt

LPL Financial LLC
31 Years of Experience
Frisco, TX
1 DisclosureBrokerSells Insurance
View SEC Summary
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Leslie Rosenblatt is a registered investment advisor at LPL Financial LLC, based in Frisco, TX, with 31 years of industry experience. Leslie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2600 Dallas Pkwy Ste 520, Ste 520, Frisco, TX, 75034

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2017
Withdrawn
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Leslie is involved with three business activities. She spends minimal time on Tennyson Management Company, a business entity for tax/investment purposes, a few hours per week on Tennyson Capital Partners, which involves non-variable insurance, and nearly full-time on Tennyson Advisory Group, a DBA for LPL business.

Employment History
Current Registrations
LPL Financial LLC
May 2025 - Present · 1 yr 5 mos
LPL Financial LLCBroker
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Scf Securities, INC.Broker
July 2015 - May 2025 · 9 yrs 10 mos
Scf Investment Advisors, INC.
July 2014 - May 2025 · 10 yrs 10 mos
Tfr Advisors LLP
April 2011 - August 2014 · 3 yrs 4 mos
Wfg Investments, INC.Broker
April 2011 - April 2014 · 3 yrs
MML Investors Services, LLC
March 2009 - April 2011 · 2 yrs 1 mo
MML Investors Services, LLCBroker
March 2009 - April 2011 · 2 yrs 1 mo
AXA Advisors, LLCBroker
August 2008 - February 2009 · 6 mos
AXA Advisors, LLC
August 2008 - February 2009 · 6 mos
Aig Retirement Advisors, INC.
March 1999 - June 2008 · 9 yrs 3 mos
Aig Retirement Advisors, INC.Broker
March 1999 - June 2008 · 9 yrs 3 mos
The Variable Annuity Marketing CompanyBroker
January 1995 - December 2001 · 6 yrs 11 mos
State Registrations17 states
AZCACOFLGAILKSLAMAMDNCNMOKPASCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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