James Ward
James Ward is a CFP, PFS-designated registered investment advisor at Cetera Investment Advisers LLC, based in Denison, TX, with 31 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
305 W. Woodard St., Denison, TX, 75020
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is involved with several organizations, including 4D Ministries and Child Guidance Clinic of Texoma, dedicating minimal time to each. He also works as an insurance agent selling health and index annuities, and offers index annuity products through Avantax RIA, spending minimal time on these activities.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
PFS Investments INC.Broker
State Registrations17 states
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