Ramon Rivera-Ramos
Ramon Rivera-Ramos is a registered investment advisor at 4/26 Retirement Income Planning & Wealth Management, LLC, based in Guaynabo, PR, with 30 years of industry experience. Ramon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 62 clients with $27M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.75% |
| $100K - $350K | 1.50% |
| $350K - $1000K | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3M+ | 0.85% |
Fees may be negotiated in some instances.
Fee Estimator
Location
1510 Fd Roosevelt Ave, Suite 302A, Guaynabo, PR, 00968
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
August 2000Other Business ActivitiesSells Insurance
Ramon is involved in several business activities, including business consulting, serving as co-president & CFO of Smart Insurance Agency, president of Super Monchi Investment, Inc., and executor of an estate. He also serves as president and investment advisor for 4/26 Retirement Income Planning & Wealth Management, LLC, dedicating about half of his time to this role.
Employment History
Current Registrations
4/26 Retirement Income Planning & Wealth Management, LLC
Kovack Securities INC.Broker
Previous Registrations
Kovack Advisors, INC.
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
Rd Capital Group, INC.Broker
Doral Securities, INC.Broker
Santander SecuritiesBroker
Dean Witter Reynolds INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.