Anthony Pozzi is a registered investment advisor at Keating Financial Advisory Services, based in Rockford, IL, with 30 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 250 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Keating Financial Advisory Services offers investment management through a wrap fee program. You'll pay a single annual fee that covers investment advice, trading costs, and account administration. This fee is negotiable and can be up to 2.50% of your portfolio, depending on the complexity of your account and the investments used.
Location
1639 N Alpine Road, Suite 103, Rockford, IL, 61107
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Anthony is a finance committee member for QCR Holdings, dedicating minimal time to attending meetings and voting on actions. He is also an advisor for Keating & Associates, but spends no time on this role.
Employment History
Current Registrations
Keating Financial Advisory Services
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Lm Financial Partners, INC.
Lm Financial Partners, INC.Broker
Lasalle St Securities, L.L.C.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.