JP
JP

John David Phinney

30 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
32 advisors
Number of Clients
850 clients
Average Client Portfolio
$318K average
Assets Under Management
$270.0M

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.00%
$250K - $500K0.90%
$500K - $1.0M0.80%
$1.0M - $5.0M0.70%
$5M+0.65%

This schedule is used as only an example; actual fees could differ from what is on this schedule. Under certain circumstances, all OFG advisory fees may be negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

302 Holleman Drive East, Suite 200, College Station, TX, 77840

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

John operates as Executive Financial Services, offering fixed annuities, life insurance, long-term care insurance, and health & disability insurance to help clients meet their objectives. He spends about 20% of his time on insurance-related activities and the rest on securities.

Employment History
Current Registrations
Ofg Financial Services, INC.
August 2023 - Present · 2 yrs 6 mos
Ofg Financial Services, INC.Broker
October 2000 - Present · 25 yrs 4 mos
Previous Registrations
New England SecuritiesBroker
November 1998 - October 2000 · 1 yr 11 mos
Metropolitan Life Insurance CompanyBroker
January 1995 - October 1998 · 3 yrs 9 mos
Metlife Securities INC.Broker
January 1995 - October 1998 · 3 yrs 9 mos
State Registrations3 states
ARCATX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.