Raymond Brubaker is a registered investment advisor at View Capital RIA, LP, based in Dallas, TX, with 24 years of industry experience. Raymond operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, Financial Planning & Coaching, and 1 more. Their firm serves 169 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
View Capital RIA offers investment management through its View Capital Advisory Program (VCAP). The annual fees are based on a percentage of the assets they manage, but generally are not above 2.5%. A $1,000 minimum annual fee applies to any advisory account. The fee is negotiable between View Capital RIA and the client at either a blended rate or a flat fee. If you invest in a non-affiliated asset investment manager, that manager will charge a separate fee for their services.
Location
2727 N. Harwood Street, Suite 225, Dallas, TX, 75201
Get directionsHistory
Regulatory History (6)
Customer Dispute
December 2012Customer Dispute
January 2011Customer Dispute
December 2010Customer Dispute
February 2010Customer Dispute
December 2009Criminal
June 2009Other Business Activities
Raymond is an Investment Adviser Representative with View Capital RIA, LP since 2011. View Capital RIA, LP is an affiliated Investment Adviser of VCA Securities, LP.
Employment History
Current Registrations
View Capital RIA, LP
Previous Registrations
Vca Securities, LPBroker
Bluffview RIA, LP
Bluffview Securities, L.P.Broker
Bluffview RIA, LP
Deutsche Bank Securities INC.Broker
Deutsche Bank Securities INC.
Db Alex. Brown LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.