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Raymond Brubaker

View Capital RIA, LP
25 Years of Experience
Dallas, TX
6 Disclosures
View SEC Summary
View SEC Summary

Raymond Brubaker is a registered investment advisor at View Capital RIA, LP, based in Dallas, TX, with 25 years of industry experience. Raymond operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, High Net Worth, Investment Management, and 1 more. Their firm serves 141 clients with $1.8B in assets under management.

View Capital RIA, LP
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
141 clients
Average Client Portfolio
$12.9M average
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:$1M
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.50%
$500K - $1.0M2.25%
$1.0M - $5.0M2.00%
$5.0M - $10.0M1.75%
$10M+1.50%

Rates shown represent the maximum fee range (basis points converted to percentages). Fees are negotiable and generally do not exceed 2.50%. A $1,000 minimum annual fee applies.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2727 N. Harwood Street, Suite 225, Dallas, TX, 75201

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2012
Settled
Customer Dispute
January 2011
Settled
Customer Dispute
December 2010
Settled
Customer Dispute
February 2010
Settled
Customer Dispute
December 2009
Settled
Criminal
June 2009
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Raymond is an Investment Adviser Representative with View Capital RIA, LP since 2011. View Capital RIA, LP is an affiliated Investment Adviser of VCA Securities, LP.

Employment History
Current Registrations
View Capital RIA, LP
August 2011 - Present · 15 yrs 2 mos
Previous Registrations
Vca Securities, LPBroker
June 2011 - June 2018 · 7 yrs
Bluffview RIA, LP
February 2006 - June 2009 · 3 yrs 4 mos
Bluffview Securities, L.P.Broker
December 2005 - June 2009 · 3 yrs 6 mos
Bluffview RIA, LP
February 2005 - December 2005 · 10 mos
Deutsche Bank Securities INC.
January 2001 - May 2004 · 3 yrs 4 mos
Deutsche Bank Securities INC.Broker
January 2001 - May 2004 · 3 yrs 4 mos
Db Alex. Brown LLCBroker
December 1998 - January 2001 · 2 yrs 1 mo
State Registrations2 states
LATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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