Ravi Polu is a registered investment advisor, based in Newark, DE, with 11 years of industry experience.
Location
900 Prides Crossing, Newark, DE, 19713
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ravi works as an agent/broker selling fixed insurance products since 2018. This activity takes Ravi's full-time effort.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
June 2018 - August 2023 · 5 yrs 2 mos
Securian Financial Services, INC.Broker
April 2018 - August 2023 · 5 yrs 4 mos
Signator Investors, INC.Broker
May 1998 - May 1999 · 1 yr
John Hancock Distributors, INC.Broker
October 1995 - February 1998 · 2 yrs 4 mos
John Hancock Mutual Life Insurance CompanyBroker
October 1995 - May 1997 · 1 yr 7 mos
Equico Securities, INC.Broker
January 1995 - September 1995 · 8 mos
The Equitable Life Assurance Society of the United StatesBroker
January 1995 - September 1995 · 8 mos
State Registrations16 states
CACODEFLILKYLAMAMDMNNJNYPATNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.