Nicolas Hartlage is a registered investment advisor, based in Rogers, MN, with 31 years of industry experience.
Location
13621 Birch Rd., Rogers, MN, 55374
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicolas is an independent insurance agent for various independent insurance companies since 1995, dedicating about half of his time to this activity. He is also an advisory representative of a RIA, CIRA, spending about half of his time on this as well.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
Questar Capital CorporationBroker
Usallianz Securities, INC.Broker
NFP Securities, INC.Broker
Fortis Investors, INC.Broker
Pruco Securities CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.