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Steven Horn

Realta Investment Advisors, INC
19 Years of Experience
New York, NY
2 Disclosures
View SEC Summary
View SEC Summary

Steven Horn is a registered investment advisor at Realta Investment Advisors, INC, based in New York, NY, with 19 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 6 more. Their firm serves 1,231 clients with $390M in assets under management.

Realta Investment Advisors, INC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
57 advisors
Number of Clients
1,231 clients
Average Client Portfolio
$313K average
Assets Under Management
$385.4M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum annualized fee is 2.50%. Fees are negotiable at the discretion of the firm or financial advisor.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

500 7th Avenue, 8th Floor, New York, NY, 10018

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
September 2022
Final
Employment Separation After Allegations
November 2020
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Steven is an investment advisor representative with Coastal Independent Wealth Advisors, spending nearly full-time on this role. He also works with North American Business Advisors, Aspire Partners, and Horn Business Advisors, LLC, focusing on cost reduction and savings for businesses, dedicating about 10-20% of his time to each.

Employment History
Current Registrations
Realta Investment Advisors, INC
December 2020 - Present · 5 yrs 10 mos
Previous Registrations
Coastal Equities, INC.Broker
November 2020 - October 2022 · 1 yr 11 mos
Citigroup Global Markets INC.
March 2016 - December 2020 · 4 yrs 9 mos
Citigroup Global Markets INC.Broker
February 2016 - December 2020 · 4 yrs 10 mos
Santander Securities
August 2013 - February 2016 · 2 yrs 6 mos
Santander Securities LLCBroker
December 2012 - February 2016 · 3 yrs 2 mos
Metlife Securities INC.Broker
November 2011 - December 2012 · 1 yr 1 mo
Rnr Securities, L.L.C.Broker
March 2010 - July 2010 · 4 mos
H.D. Vest Investment ServicesBroker
May 2009 - December 2009 · 7 mos
Whitehall Wellington Investments, INC.Broker
June 1998 - October 1998 · 4 mos
Hd Brous & CO., INC.Broker
April 1998 - June 1998 · 2 mos
Aibc Investment Services CorporationBroker
January 1998 - April 1998 · 3 mos
Foster Jeffries Securities, LLCBroker
January 1998 - January 1998 · 0 mos
Gaines, Berland INC.Broker
September 1997 - December 1997 · 3 mos
Alex Moore & Company, INC.Broker
May 1997 - September 1997 · 4 mos
First Cambridge Securities CorporationBroker
July 1996 - May 1997 · 10 mos
First United Equities CorporationBroker
July 1995 - July 1996 · 1 yr
Investors Associates, INC.Broker
April 1995 - July 1995 · 3 mos
State Registrations2 states
NYTX
Advisor

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Exams
No exam information available for this advisor.
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