Steven Horn
Steven Horn is a registered investment advisor at Realta Investment Advisors, INC, based in Wilmington, DE, with 18 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 1,958 clients with $340M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Realta Investment Advisors offers investment management services through various programs. The maximum annual fee for the Advisor as Portfolio Manager (APM) program is 2.50%, billed quarterly in advance. For Unified Managed Accounts (UMA) and Separately Managed Accounts (SMA), the maximum annual fee is also 2.50%, billed quarterly in advance, excluding platform fees. The total annual fee for the client (including Realta's fee and third-party platform fees) cannot exceed 3.00%. Fees are negotiable at Realta's discretion.
Location
1201 N. Orange Street, Suite 729, Wilmington, DE, 19801
Get directionsHistory
Regulatory History (2)
Regulatory
September 2022Employment Separation After Allegations
November 2020Other Business Activities
Steven is an investment advisor representative with Coastal Independent Wealth Advisors, spending nearly full-time on this role. He also works with North American Business Advisors, Aspire Partners, and Horn Business Advisors, LLC, focusing on cost reduction and savings for businesses, dedicating about 10-20% of his time to each.
Employment History
Current Registrations
Realta Investment Advisors, INC
Previous Registrations
Coastal Equities, INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Santander Securities
Santander Securities LLCBroker
Metlife Securities INC.Broker
Rnr Securities, L.L.C.Broker
H.D. Vest Investment ServicesBroker
Whitehall Wellington Investments, INC.Broker
Hd Brous & CO., INC.Broker
Aibc Investment Services CorporationBroker
Foster Jeffries Securities, LLCBroker
Gaines, Berland INC.Broker
Alex Moore & Company, INC.Broker
First Cambridge Securities CorporationBroker
First United Equities CorporationBroker
Investors Associates, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.