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Thomas Fortino

Brookstone Wealth Advisors, LLC
30 Years of Experience
Downers Grove, IL
5 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Thomas Fortino is a registered investment advisor at Brookstone Wealth Advisors, LLC, based in Downers Grove, IL, with 30 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more.

Brookstone Wealth Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
242 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Total advisory fee will not exceed 2.5% annually and is negotiable based on assets, investments, and complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2001 Butterfield Road Suite 501, Downers Grove, IL, 60515

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2015
Settled
Regulatory
October 2013
Final
Employment Separation After Allegations
August 2012
Regulatory
August 2012
Final
Regulatory
April 2012
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Thomas is an executive officer at Alpha Wealth Group, selling fixed annuities, dedicating about 10-20% of his time. He also owns commercial and residential properties and spends minimal time on taxes and paperwork, and conducts educational retirement workshops for Illinois Retirement Institute, LLC, spending about 10-20% of his time.

Employment History
Current Registrations
Brookstone Wealth Advisors, LLC
March 2014 - Present · 12 yrs 7 mos
Previous Registrations
Alpha Wealth Group
September 2010 - December 2012 · 2 yrs 3 mos
Ken Stern & Associates INC
June 2006 - November 2011 · 5 yrs 5 mos
First Allied Securities, INC.Broker
December 2005 - August 2010 · 4 yrs 8 mos
Investors Capital CORP.Broker
February 2004 - December 2005 · 1 yr 10 mos
First Allied Securities, INC.Broker
January 2002 - February 2004 · 2 yrs 1 mo
Asset Planning Solutions, INC.Broker
July 1999 - December 2001 · 2 yrs 5 mos
First Allied Securities, INC.Broker
April 1998 - October 1999 · 1 yr 6 mos
The O.N. Equity Sales CompanyBroker
September 1997 - March 1998 · 6 mos
John Hancock Distributors, INC.Broker
January 1995 - September 1997 · 2 yrs 8 mos
John Hancock Mutual Life Insurance CompanyBroker
January 1995 - May 1997 · 2 yrs 4 mos
State Registrations2 states
ILMI
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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