Jonathan Lopez
Jonathan Lopez is a registered investment advisor at Platinum Wealth Management, INC., based in San Diego, CA, with 31 years of industry experience. Jonathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 136 clients with $69M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.45% |
| $250K - $1.0M | 1.20% |
| $1M+ | 0.95% |
Fees are negotiable. Qualified clients can opt for a performance-based fee: 0% management fee plus 20% of gains above a 5% hurdle rate.
Fee Estimator
Location
3111 Camino del Rio North, Suite 400, San Diego, CA, 92108
Get directionsHistory
Regulatory History (3)
Customer Dispute
June 2008Customer Dispute
May 2003Customer Dispute
February 2003Other Business Activities
Jonathan teaches a college course on investing at Mesa College and spends minimal time on this activity. He also subleases commercial rental space and is the 100% owner of Platinum Wealth Management, Inc., which he uses for marketing his securities and advisory business; this takes nearly all of Jonathan's time.
Employment History
Current Registrations
Platinum Wealth Management, INC.
Previous Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
LPL Financial LLCBroker
LPL Financial LLC
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Wells Fargo Securities INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.