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CFP
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CFP

Joseph Catanzaro

LPL Financial LLC
31 Years of Experience
Doylestown, PA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Joseph Catanzaro is a CFP-designated registered investment advisor at LPL Financial LLC, based in Doylestown, PA, with 31 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1456 Ferry Rd Ste 701, Doylestown, PA, 18901

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Joseph operates under the DBAs Oak & Stone Capital Advisors and Oak & Stone Capital for his LPL business, dedicating a few hours per week to these activities. He is also associated with Catanzaro Insurance & Financial Services, LTD, an insurance agency, spending a few hours per week there as well.

Employment History
Current Registrations
LPL Financial LLC
October 2019 - Present · 7 yrs
LPL Financial LLCBroker
October 2019 - Present · 7 yrs
LPL Financial LLC
October 2019 - Present · 7 yrs
Previous Registrations
Nationwide Securities, LLC
August 2008 - October 2019 · 11 yrs 2 mos
Nationwide Securities, LLCBroker
August 2008 - October 2019 · 11 yrs 2 mos
1717 Capital Management CompanyBroker
April 2007 - August 2008 · 1 yr 4 mos
1717 Capital Management Company
September 2006 - August 2008 · 1 yr 11 mos
Nationwide Securities, INC.Broker
January 1995 - July 2007 · 12 yrs 6 mos
State Registrations11 states
AZCACOFLMDNCNJPARISCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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