RH
RH
Rosalind Haith
30 Years of Experience
Houston, TX
2 DisclosuresBroker
Rosalind Haith is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Houston, TX, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
1220 Augusta Dr., Suite 140, Houston, TX, 77057
Get directionsHistory
Regulatory History (2)
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Customer Dispute
September 2012Withdrawn
Customer Dispute
August 2001Denied
Other Business Activities
Rosalind is the CEO of Haith Financial Group, Inc., a support company, since 2004. She dedicates minimal time to this role.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
November 2004 - Present · 21 yrs 6 mos
Previous Registrations
Raymond James Financial Services
June 2005 - January 2009 · 3 yrs 7 mos
Morgan Stanley
July 1996 - October 2004 · 8 yrs 3 mos
Morgan Stanley Dw INC.Broker
July 1996 - October 2004 · 8 yrs 3 mos
Prudential Securities IncorporatedBroker
March 1995 - June 1996 · 1 yr 3 mos
State Registrations13 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.