TrueAdvisor
TrueAdvisor
TN
TN

Troy Von Narum

Oakwood Capital, INC.
30 Years of Experience
2 DisclosuresBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningInsurance PlanningHigh Net WorthBusiness Owners
Oakwood Capital, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
20 advisors
Number of Clients
599 clients
Average Client Portfolio
$435K average
Assets Under Management
$260.3M

Fee Structure

Minimum Investment:$25K

Location

600 Highway 169 South, Suite 1410, St. Louis Park, MN, 55426

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2012
Denied
Customer Dispute
June 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Troy works as a financial advisor at North Country Financial Advisors since 2013, dedicating full-time hours to this role. He is also an Investment Advisor Representative of Oakwood Capital, Inc. since 2016, spending a few hours per week on this.

Employment History
Current Registrations
Oakwood Capital, INC.
May 2016 - Present · 9 yrs 9 mos
Oakwood Capital Securities, INC.Broker
January 2009 - Present · 17 yrs 1 mo
Previous Registrations
Gardner Advisors INC.
May 2016 - December 2020 · 4 yrs 7 mos
Gardner Advisors INC.
April 2010 - September 2014 · 4 yrs 5 mos
Citigroup Global Markets INC.
February 2001 - January 2009 · 7 yrs 11 mos
Citigroup Global Markets INC.Broker
October 2000 - January 2009 · 8 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1995 - November 2000 · 5 yrs 5 mos
State Registrations7 states
AZFLIAMNMONDNV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Troy Von Narum - Financial Advisor | TrueAdvisor