Dennis Magaldi is a registered investment advisor at LPL Financial LLC, based in Thousand Oaks, CA, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Thousand Oaks, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Dennis is the President of the Board of Directors for Ridgecrest Thousand Oaks Homeowner's Association, a real estate agent/broker with Magaldi Real Estate since 1987, and a tax preparer for Magaldi Financial Services since 1973, dedicating about a quarter of his time to the latter. He also serves as Secretary/Treasurer for E-Central Credit Union, attending monthly board meetings.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Western International Securities, INC.Broker
Western International Securities
Financial West GroupBroker
Financial West Group
Morgan Stanley & CO., Incorporated
Morgan Stanley & CO., IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Pruco Securities CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.