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Chandis Ferguson

International Assets Investment Management, LLC
31 Years of Experience
Russell, KY
13 DisclosuresBroker
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Chandis Ferguson is a registered investment advisor at International Assets Investment Management, LLC, based in Russell, KY, with 31 years of industry experience. Chandis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,961 clients with $2.6B in assets under management.

International Assets Investment Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
121 advisors
Number of Clients
5,961 clients
Average Client Portfolio
$431K average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Fees are negotiable up to an annual maximum of 3.00% depending on portfolio size, transaction fee inclusion, and service complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Russell, KY

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History

Regulatory History (13)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2005
Closed-No Action
Customer Dispute
February 2004
Closed-No Action
Customer Dispute
July 2003
Settled
Customer Dispute
June 2003
Closed-No Action
Customer Dispute
September 2002
Denied
Customer Dispute
November 2001
Denied
Customer Dispute
September 2001
Settled
Customer Dispute
August 2001
Closed-No Action
Customer Dispute
July 2001
Closed-No Action
Customer Dispute
June 2001
Settled
Customer Dispute
June 2001
Settled
Customer Dispute
May 2001
Settled
Customer Dispute
August 1999
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Chandis is 100% owner of Platinum Investments LLC, an investment-related DBA, dedicating nearly full-time hours. He is also an advisor with International Assets Investment Management LLC, an RIA affiliate, also dedicating nearly full-time hours, and a landlord since 2004, spending minimal time on this activity.

Employment History
Current Registrations
International Assets Investment Management, LLC
March 2016 - Present · 10 yrs 7 mos
International Assets Advisory, LLCBroker
February 2016 - Present · 10 yrs 8 mos
Previous Registrations
Sunbelt Securities
October 2011 - February 2016 · 4 yrs 4 mos
Sunbelt Securities, INC.Broker
October 2009 - February 2016 · 6 yrs 4 mos
Morgan Stanley Smith BarneyBroker
June 2009 - November 2009 · 5 mos
Morgan Stanley Smith Barney LLC
June 2009 - November 2009 · 5 mos
Citigroup Global Markets INC.
October 2004 - June 2009 · 4 yrs 8 mos
Citigroup Global Markets INC.Broker
May 2001 - June 2009 · 8 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1995 - May 2001 · 6 yrs
State Registrations15 states
ALCAFLGAINKYLANCOHSDTNTXVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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