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Andrew Elsoffer

International Assets Investment Management, LLC
31 Years of Experience
Beachwood, OH
11 Disclosures
View SEC Summary
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Andrew Elsoffer is a registered investment advisor at International Assets Investment Management, LLC, based in Beachwood, OH, with 31 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,961 clients with $2.6B in assets under management.

International Assets Investment Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
121 advisors
Number of Clients
5,961 clients
Average Client Portfolio
$431K average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Fees are negotiable up to an annual maximum of 3.00% depending on portfolio size, transaction fee inclusion, and service complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

One Chagrin Highlands, 2000 Auburn Drive, Suite 200, Beachwood, OH, 44122

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History

Regulatory History (11)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
February 2022
Final
Customer Dispute
February 2020
Settled
Customer Dispute
July 2019
Settled
Employment Separation After Allegations
October 2018
Customer Dispute
March 2016
Settled
Customer Dispute
February 2016
Settled
Employment Separation After Allegations
October 2011
Customer Dispute
August 2009
Settled
Customer Dispute
February 2005
Settled
Customer Dispute
March 2004
Denied
Customer Dispute
September 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Andrew is a varsity soccer coach at Shaker Heights High School since 2018, dedicating a few hours per week. He is also a member/owner of Abe Wealth Management, LLC, a private label entity for his financial business, dedicating nearly full-time hours.

Employment History
Current Registrations
International Assets Investment Management, LLC
December 2018 - Present · 7 yrs 10 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
February 2012 - November 2018 · 6 yrs 9 mos
Stifel, Nicolaus & Company, IncorporatedBroker
November 2011 - November 2018 · 7 yrs
Stifel, Nicolaus & Company, Incorporated
November 2011 - December 2011 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 1997 - November 2011 · 14 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1995 - November 2011 · 16 yrs 8 mos
State Registrations1 state
OH
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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