Jeffrey Peters
Jeffrey Peters is a registered investment advisor at Ausdal Financial Partners, INC., based in Bettendorf, IA, with 30 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 10,402 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ausdal Financial Partners offers several investment management programs. Fees vary depending on the program and custodian.
Advisor Managed Account (AMP): Fees are negotiated with your advisor, with a maximum annual fee of 3%. Wrap accounts include all transaction costs, while non-wrap accounts charge separately for advisory services and transactions.
Third Party Managed Accounts (SMA/UMA): Fees consist of an Investment Advisor Representative Fee, a Platform Fee (0.11% to 0.28%), and a Manager Fee (0% to 0.80%).
Retirement Plan Advisory Program: Maximum annual fee of 3%. Fees can be a fixed percentage or tiered based on account assets.
Held Away Accounts (Pontera): Maximum advisory fee of 1.5% of account assets. Fees must be deducted from an alternate advisory account or billed directly to the client.
Location
2435 Kimberly Road, Suite 305 South, Bettendorf, IA, 52722
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2023Other Business ActivitiesSells Insurance
Jeffrey offers fixed insurance products from various insurance companies, dedicating a few hours per week. He is also a partner in Cameo 563 LLC, a bookkeeping unit, spending a few hours per week on this activity.
Employment History
Current Registrations
Ausdal Financial Partners, INC.Broker
Ausdal Financial Partners, INC.
Previous Registrations
Alpine Asset Management INC.
Next Financial Group, INC.Broker
Coordinated Capital Securities, INC.
Coordinated Capital Securities, INC.Broker
Successful Resource Management, LTD.
Cambridge Investment Research, INC.Broker
Ffp Securities, INC.Broker
Princor Financial Services CorporationBroker
Berthel, Fisher & Company Financial Services, INC.Broker
Fortis Investors, INC.Broker
U.S. Bancorp Investments, INC.Broker
Dean Witter Reynolds INC.Broker
Olde Discount CorporationBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.