Simon Woon
Simon Woon is a registered investment advisor at Paragon Financial Services, based in Richmond, VA, with 31 years of industry experience. Simon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 738 clients with $380M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1000K | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.80% |
Fees are negotiable for accounts over $10,000,000. Certain legacy clients may be assessed a lower fee.
Fee Estimator
Location
3761 Westerre Parkway, Suite H, Richmond, VA, 23233
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Simon sells LTC insurance policies, life insurance, and health insurance, dedicating minimal time to each. He also provides investment advisory services through Paragon Financial Services, taking about half of his time, and is involved with real estate rental and Paragon Tax Strategy, LLC.
Employment History
Current Registrations
Paragon Financial Services
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Williams & Woon, INC.
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.