James Kaiser
James Kaiser is a registered investment advisor at Good Life Advisors, LLC, based in Pittsburgh, PA, with 30 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 15,732 clients with $3.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Good Life Advisors offers investment management services where fees are negotiated with a maximum of 3.0% of the portfolio's market value. Fees are billed quarterly in advance. Clients can terminate the agreement with 30 days' written notice and receive a pro-rated refund of unearned fees. Good Life Advisors also participates in third-party asset management programs where fees are set by the program sponsor.
Location
1035 Boyce Road, Suite 206, Pittsburgh, PA, 15241
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is involved in several investment-related activities, including Grandview Wealth Management, LLC (DBA for LPL Business and Registered Investment Advisor DBA) and Good Life Advisors, LLC (Registered Investment Advisor Hybrid). He also works as an agent for Good Life IA, selling non-variable insurance products, dedicating nearly full-time hours to these activities.
Employment History
Current Registrations
LPL Financial LLCBroker
Good Life Advisors, LLC
Previous Registrations
Waddell & ReedBroker
Waddell & Reed
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Signator Investors, INC.Broker
Brentwood Advisors, LLC
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Primevest Financial Services, INC.Broker
Bisys Brokerage Services, INC.Broker
PNC Brokerage CORPBroker
Linsco/private Ledger CORP.Broker
Spectrum Securities CorporationBroker
Dreyfus Investment Services CorporationBroker
Prudential Securities IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.