Patrick Phinney
Patrick Phinney is a registered investment advisor at Charles Schwab & CO., INC., based in Richfield, OH, with 29 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Location
4150 Kinross Lakes Pkwy, Richfield, OH, 44286
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2013Customer Dispute
February 2008Criminal
December 1993Other Business Activities
Patrick is a kayak/canoe instructor with Honu Company since 2013, dedicating about 10-20% of his time. He is also a self-employed author writing books about whitewater safety since 2007, spending various hours per month.
Employment History
Current Registrations
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Previous Registrations
Optionsxpress, INC.Broker
T. Rowe Price Advisory Services, INC.
T. Rowe Price Investment Services, INC.Broker
Charles Schwab & CO., INC.Broker
Joseph Charles & Assoc., INC.Broker
Chatfield Dean & CO., INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.