John Thompson is a registered investment advisor at Invest INC., based in Lexington, KY, with 30 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 208 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are a maximum of two percent of assets under management, but standard portfolios are charged 1% per year. All fees are negotiable and may be waived for friends or family.
Fee Estimator
Location
444 Lewis Hargett Circle, Ste 125, Lexington, KY, 40503
Get directionsHistory
Regulatory History (1)
Regulatory
May 2020Other Business Activities
John is the president of Thompson Financial Group, Inc., an accounting practice, and MBWF, Inc., an accounting consulting practice. He is also a member of One Four Three, LLC, a commercial rental company.
Employment History
Current Registrations
Invest INC.
Previous Registrations
Invest INC.
Invest INC.
Wma Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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