Leslie Stevens
Leslie Stevens is a registered investment advisor at Cetera Investment Advisers LLC, based in Auburn, ME, with 30 years of industry experience. Leslie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
134 Main St, Auburn, ME, 04210
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Leslie is an agent for fixed insurance products, including life, disability, annuities, and long-term care, taking nearly full-time. She also owns rental properties, a flow-through company, and farmland, and is involved with an investment club and a non-profit, all requiring minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Investors Capital Advisory
Eastern Point Advisors INC.
Investors Capital CORP.Broker
Ffp Securities, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations3 states
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