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Arthur Barasch

22 Years of Experience
1 DisclosureSells Insurance

Arthur Barasch is a registered investment advisor at Baron Financial Advisors, LLC, based in Spring, TX, with 22 years of industry experience. Arthur operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Retirement Planning, and 1 more.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

Baron Financial Advisors recommends third-party investment advisors and charges a fee based on a percentage of the assets managed by the third-party advisor. The annual fee ranges from 0.25% to 0.99%. This fee is separate from the fees charged by the third-party advisor.

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Location

Spring, TX

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History

Regulatory History (1)
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Customer Dispute
January 2006
Denied
Other Business ActivitiesSells Insurance

Arthur is an independent insurance agent selling long-term care, health, and disability insurance, dedicating about 10-20% of his time. He also owns an independent business with ACN, reviewing telecommunications, television, and energy services for potential discounts, spending minimal time on this activity.

Employment History
Current Registrations
Baron Financial Advisors, LLC
March 2023 - Present · 3 yrs 1 mo
Previous Registrations
Baron Financial Advisors, LLC
March 2014 - December 2022 · 8 yrs 9 mos
Park Avenue Securities LLC
February 2007 - April 2014 · 7 yrs 2 mos
Ameritas Investment CORP
September 2004 - December 2005 · 1 yr 3 mos
The Advisors Group, INC.
May 2002 - September 2004 · 2 yrs 4 mos
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.